Services.
KC projects are managed and delivered by our subject matter experts (SMEs). Our service catalogue includes:
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Advisory
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Assurance
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Programme/Project Management
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Training
Client assets (CASS)
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FRC CASS Assurance Standard rule mapping and rule applicability.
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CASS governance & oversight review including implementation of recommendations.
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Developing a Target Operating Model (TOM) for the CASS oversight/assurance team.
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Readiness review for regulator visits through mock s166.
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Gap analysis on the CASS control environment including implementation of recommendations.
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Developing and embedding a TPA/outsourcing oversight framework.
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Internal audit review and developing the risk assessment framework.
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Developing the compliance monitoring, testing and risk assessment framework.
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Project management and SME input on CASS audits.
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Ascertaining the CASS footprint of a firm.
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CASS technical advice and implementation.
Financial Crime
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Financial Crime risk assessment and control framework design and implementation.
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Readiness review for s166, Systematic AML Programme and SEC DOJ investigations.
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Training on the overview of Financial Crime and bespoke targetted training.
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Review and implementation of the Financial Crime governance and oversight framework.
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Design and embedding client risk assessment tool.
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CRM and KYC on-boarding framework for full client life-cycle.
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Advising Boards on the strategic direction towards governance for AML, Sanctions and Bribery.
Safeguarding
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FCA approach document rules and controls mapping.
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Safeguarding governance & oversight review including implementation of recommendations.
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Developing a Target Operating Model (TOM) for the Safeguarding framework.
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Readiness review for regulator visits and audit readiness.
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Gap analysis on the Safeguarding control environment including implementation of recommendations.
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Internal audit review and developing the risk assessment framework.
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Developing the compliance monitoring, testing and risk assessment framework.
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Project management and SME input on Safeguarding audits.
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Technical advice and implementation.
Contact us.
KarimC
86-90 Paul Street
London , United Kingdom
EC2A 4NE
hello@karimc.co.uk